F-1/A: Registration statement for securities of certain foreign private issuers
Published on November 29, 2017
As filed with the Securities and Exchange Commission on November 29, 2017.
Registration No. 333-220755
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 3 TO
FORM F-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
ACASTI PHARMA INC.
(Exact name of Registrant as specified in its charter)
Québec, Canada | 2834 | 98-1359336 | ||
(State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
Acasti Pharma Inc.
545 Promenade du Centropolis, Suite 100
Laval, Québec, Canada H7T 0A3
(450) 686-4555
(Address, including zip code, and telephone number, including area code, of Registrants principal executive offices)
C T Corporation System
111 Eighth Avenue
New York, NY 10011
(212) 894-8940
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Jason Comerford Osler, Hoskin & Harcourt LLP 620 8th Avenue 36th Floor New York, NY 10018 (212) 991-2533 |
Ralph V. De Martino Schiff Hardin LLP 901 K Street NW, Suite 700 Washington, DC 20001 (202) 724-6848 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933.
Emerging growth company ☒
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act ☐.
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to such Section 8(a), may determine.
EXPLANATORY NOTE
This Amendment No. 3 to Form F-1 is being filed solely for the purpose of filing Exhibits 5.1 and 23.2 to the registration statement on Form F-1 and to reflect such filings in the Index to Exhibits. No change is being made to the prospectus constituting Part I of the registration statement or Items 6, 7 or 9 of Part II of the registration statement. Accordingly, Part I and Items 6, 7 and 9 of Part II have not been included herein.
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Item 8. Exhibits and Financial Statement Schedules.
a. See the Exhibit Index to this registration statement.
b. Financial statement schedules.
All financial statement schedules have been omitted because either they are not required, are not applicable or the information required therein is otherwise set forth in the registrants financial statements and related notes thereto.
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EXHIBIT INDEX
Exhibit |
Description |
|
1.1* | ||
3.1 | ||
3.2 | ||
3.3 | ||
4.1 | ||
4.2 | ||
4.3 | ||
5.1 | ||
10.1* | ||
10.2* | ||
10.3 | ||
10.4 | ||
10.5* | Employment Agreement with Linda OKeefe, dated November 25, 2016 |
|
10.6* | Employment Agreement with Janelle DAlvise, dated May 11, 2016 |
|
10.7* | Employment Agreement with Pierre Lemieux, dated September 26, 2017 |
|
10.8* | Employment Agreement with Laurent Harvey, dated September 26, 2017 |
|
23.1* | ||
23.2 | Consent of Osler, Hoskin & Harcourt LLP (included in Exhibit 5.1) |
|
24.1* | ||
99.1* |
* | Previously filed. |
| Filed herewith. |
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Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form F-1 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Encinitas, State of California on November 29, 2017.
ACASTI PHARMA INC. | ||
By: |
/s/ Janelle DAlvise |
|
Name: Janelle DAlvise Title: Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date |
||
/s/ Janelle DAlvise Janelle DAlvise |
President and Chief Executive Officer (Principal Executive Officer) | November 29, 2017 | ||
* Linda P. OKeefe |
Chief Financial Officer and Secretary (Principal Financial and Accounting Officer) | November 29, 2017 | ||
* Dr. Roderick N. Carter |
Chairman of the Board | November 29, 2017 | ||
* Jean-Marie (John) Canan |
Director | November 29, 2017 | ||
* Richard P. Schottenfeld |
Director | November 29, 2017 | ||
* Katherine Crewe |
Director | November 29, 2017 |
*By: |
/s/ Janelle DAlvise |
|
Janelle DAlvise Attorney-in-fact |
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AUTHORIZED REPRESENTATIVE
Pursuant to the requirements of Section 6(a) of the Securities Act of 1933, the undersigned has signed this Registration Statement, solely in the capacity of the duly authorized representative of Acasti Pharma Inc. in the United States, on November 29, 2017.
ACASTI PHARMA INC. | ||
By: |
/s/ Janelle DAlvise |
|
Name: Janelle DAlvise Title: Chief Executive Officer |
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